Investor Charter in Respect of Research Analyst (RA)

Expectations of the Investors (Responsibilities of Investors)

Do’s

• Always deal with SEBI registered Research Analyst.

• Ensure that the Research Analyst has a valid registration certificate.

• Check for SEBI registration number.

• Please refer to the list of all SEBI registered Research Analysts which is available on SEBI website in the following link:
  https://www.sebi.gov.in/sebiweb/other/OtherAction.do?doRecognisedFpi=yes&intmId=14

• Always pay attention towards disclosures made in the research reports before investing.

• Pay your Research Analyst through banking channels only.

• Before buying securities or applying in public offer, check for the research recommendation provided by your Research Analyst.

• Ask all relevant questions and clear your doubts with your Research Analyst before acting on the recommendation.

• Inform SEBI about Research Analyst offering assured or guaranteed returns.

Dont’s

• Do not provide funds for investment to the Research Analyst.

• Don’t fall prey to luring advertisements or market rumours.

• Do not get attracted to limited period discounts or other incentives, gifts, etc. offered by Research Analyst.

• Do not share login credentials and password of your trading and demat accounts with the Research Analyst.

 

Read, Agree and Confirm

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